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Back Office

Broker Dealer

Securities America Inc. is a national top 10 independent broker-dealer (as ranked by Financial Advisor magazine, 2019).  A wholly owned subsidiary of Advisor Group, Inc.  Securities America’s 88,000-square-foot corporate headquarters is located in La Vista, Nebraska (an Omaha suburb).

At the end of 2019, Securities America Advisors had approximately $103 billion in total client assets under administration and nearly $50 billion in fee-based advisory assets under management.

Clearing Firms: National Financial Services, LLC, Member NYSE/SIPC, and Pershing, LLC, member FINRA, NYSE, SIPC, and a subsidiary of The Bank of New York Mellon Corporation.

Securities America is an industry thought leader combining personal and professional service with a commitment to helping independent financial professionals grow, perfect and protect their businesses and their clients’ financial futures through:

  • Unmatched, innovative services that propel business growth, including access to experts in transition, marketing, continuity, practice acquisition, succession planning and retirement income distribution.

  • Intuitive, industry-leading technology that allows financial professionals to focus on revenue-generating activities and collaborate with clients anywhere, any time and on any device.

  • Freedom for financial professionals to manage assets themselves, outsource to third-party money managers, or both – all on a state-of-the-art, competitively-priced advisory platform.

  • Flexibility to choose from leading third-party clearing and custody firms.

  • Comprehensive marketing and practice management support to help branches of all sizes attract new financial professionals and drive growth for existing financial professionals.

  • Access to trust services, advanced planning, life insurance, annuities, asset management, equity research, IPOs and secondary offerings, and a fixed-income trading desk.